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企业犯罪合规从宽的刑事政策蕴涵

文章摘要

当下,检察机关正在开展合规不起诉改革试点,开启了有中国特色刑事合规制度的构建之路。这一改革涉及企业刑事法体系的整体性改造,刑事政策的方向性指引作用不可或缺。企业犯罪合规从宽具有专门刑事政策的位阶,不仅成为我国刑事政策体系的重要组成部分,同时也赋予宽严相济基本刑事政策以新的特色和新的蕴涵,必须置于“法网严密、刑措有力和宽以济严”的刑事政策体系才能加以透彻理解。企业犯罪合规从宽的核心要义是“宽以济严”,是在“法网严密”“刑措有力”的基础上抗制企业犯罪的一种新型策略选择。因此应当完善我国企业刑事责任和刑罚制度,补足制度上的短板,为企业犯罪合规从宽改革的顺利开展提供稳定的制度架构。

Abstract

At present,the procuratorial organs are carrying out the pilot reform of non-prosecution based on the corporate compliance,opening the road to the construction of a criminal compliance system with Chinese characteristics. This reform involves the overall transformation of the corporate criminal law system,and the guiding role of criminal policies is indispensable. As a special criminal policy,corporate crime compliance not only must be incorporate into the overall criminal policy system,but also gives new characteristics and new implications to the basic criminal policy of combining leniency with strictness. Only in the criminal policy system of “strict network of laws,forceful measures and leniency in punishing” can it be thoroughly understood. The core meaning of leniency in corporate crime compliance is “combining leniency with strictness”,which is a new strategic choice for combating corporate crime on the basis of “strict network of laws” and “forceful measures”. Therefore,it is necessary to improve the system of corporate criminal responsibility and punishment,make up for the shortcomings of the system,and provide a stable institutional framework for the smooth implementation of corporate criminal compliance reform.

作者简介
秦策:秦策,上海财经大学法学院教授,博士生导师。