在2011年国际组织以及各国金融监管行动方面有七个重要事件,它们分别是:G20戛纳峰会的金融监管共识、国际组织确立宏观审慎管理工具与政策框架、系统重要性机构监管的进展、巴塞尔银行监管新规的推行、对主权债务风险的监控、对信用评级机构的监管以及制定影子银行体系监管建议。未来全球经济复苏形势复杂,欧美国家监管改革的方向不会逆转,发生变化的只是对改革的步伐和手段、经济复苏以及主权债务风险的缓释等诸多变量之间的权衡关系的认识。
This report outlines the process and the features of the world financial supervisory reform in 2011. It focus on the seven main aspects of the world financial supervisory actions, which includes joint declaration in G20 Cannes Summit, macro-prudential supervisory tools and policy framework, SIFI supervision, progress in Basel III reform, monitoring the sovereign risk , supervision reform on credit rating agencies, and shadow banking regulation issues. Considering the complex conditions of the future global economic recovery,it argues that the main advanced economies will continue the supervisory reforms while more carefully weighting the factors among the reforms steps, financial recovery and the sovereign debt risk alleviation.